While the Department of Labor Ruling continues to be a much-discussed topic for financial advisors in light of the April 10, 2017 initial compliance date, many are still left wondering what it truly means, what the effect will be on their businesses, and what they should be doing to get ready.
Implementing and using advisor-centric technologies and platforms are two important keys to not only being prepared, but being ahead of the game.
In this webinar with SEI, we are excited to share newly-developed strategic and tactical workflows to help you plan, execute, and comply in any situation, with best practices to simplify your journey. We'll show you:
- How to define your DOL strategy with our Action Plan template.
- How to evaluate each household and select the right tactical scenario - from leveling-fees, moving to fee-based, using a BIC exemption, or orphaning an account.
- What role your CRM can play in helping you manage and comply with your broker-dealer and prepare for audits.
Does something in the video look different than your screen? Redtail's Development team is continually releasing updates to the Tailwag CRM. See this post for the most up to date descriptions of new features and recent issue fixes. For recorded videos that overview CRM system updates, click here.